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What Is Competency to Proceed in Florida? (2026)

Fully rewritten and updated October 27, 2026.
Competency to proceed is a defendant’s present ability to understand the criminal case and help the defense lawyer. Under section 916.12, Florida Statutes, a defendant is incompetent to proceed if they lack “sufficient present ability to consult with her or his lawyer with a reasonable degree of rational understanding” or lack a “rational, as well as factual, understanding of the proceedings.” When a judge finds a defendant incompetent, the prosecution pauses while the defendant receives treatment to restore competency, in the community or, for some felony defendants, in a state forensic hospital.
Competency cases are usually decided by what happens in the first 45 days after the issue is raised, long before anyone talks about a plea or a trial. I learned that leading the Hillsborough County Public Defender’s Office as its former Chief Operations Officer, where I oversaw a staff of over 100 attorneys whose clients included many people with serious mental illness. I’m Rocky Brancato, founder of The Brancato Law Firm, P.A., a Tampa criminal defense firm, and when a family tells us a loved one is hearing voices or cannot follow what is happening in court, our attorneys move for a competency evaluation and keep building the defense while treatment runs.
What does competency to proceed mean in Florida?
Competency to proceed means the defendant can understand the case and work with the defense lawyer right now. It is about present mental state, not the defendant’s condition on the day of the alleged crime. Florida’s definition in section 916.12(1), Florida Statutes, tracks the test the U.S. Supreme Court set in Dusky v. United States, 362 U.S. 402 (1960), where the Court held it is not enough that a defendant is “oriented to time and place” and has “some recollection of events.” The question is whether the defendant has a rational as well as factual understanding of the proceedings and can consult with counsel.
Prosecuting someone who cannot understand the case violates due process. That is why a competency question can come up at any material stage, from first appearance through sentencing, and why our Tampa criminal mental health lawyer team screens for it at the first client meeting.
How is competency to proceed different from the insanity defense?
Competency looks at the defendant’s mind today, while insanity looks at the defendant’s mind at the time of the offense. A finding of incompetence pauses the case; a successful insanity defense ends it with a verdict of not guilty by reason of insanity. Under section 775.027, Florida Statutes, the defendant must prove insanity by clear and convincing evidence.

| Question | Competency to proceed | Insanity defense |
|---|---|---|
| Time period examined | The defendant’s mental state now, during the case | The defendant’s mental state when the offense happened |
| Legal test | Can the defendant understand the proceedings and consult with counsel? | Because of a mental infirmity, did the defendant not know what they were doing or that it was wrong? |
| Effect of a finding | The case pauses for treatment to restore competency | Verdict of not guilty by reason of insanity |
| Can it change? | Yes, treatment can restore competency | No, it concerns a past event |
| Governing law | Section 916.12 and Florida Rules of Criminal Procedure 3.210 to 3.212 | Section 775.027 and Rule 3.216 |
How does a Florida court decide whether a defendant is competent?
The court appoints experts, holds a hearing, and makes its own finding. Under Florida Rule of Criminal Procedure 3.210, as amended effective January 1, 2025, the judge, the State, or the defense can raise the issue when there are reasonable grounds to believe the defendant is not competent. The court may order an evaluation by no more than three experts, must hold a status hearing within 20 days of the motion, and absent good cause must hold a final hearing within 45 days.
Each expert must report on the six abilities listed in section 916.12(3):
- Appreciate the charges or allegations.
- Appreciate the range and nature of possible penalties.
- Understand the adversarial nature of the legal process.
- Disclose to counsel facts pertinent to the case.
- Manifest appropriate courtroom behavior.
- Testify relevantly.
The judge, not the experts, decides. In Dougherty v. State, 149 So. 3d 672 (Fla. 2014), Bernard Dougherty had been declared incompetent and committed to DCF before his case later went to a jury trial. Although his own claim was procedurally barred, the Florida Supreme Court used the case to set the rule: a judge may decide competency on written reports when the parties agree, but the parties cannot stipulate to the ultimate issue, and the court must make an independent determination and enter a written order before the case proceeds. When a proper hearing never happened, the usual remedy is a new trial.
| Step | Deadline or rule | What our attorneys do |
|---|---|---|
| Motion for competency evaluation | Defense motion must certify good faith and recite the specific observations behind it (Rule 3.210(b)) | Document what the client said and did, without waiving privilege |
| Expert evaluations | No more than 3 experts, as needed | Push for evaluators who know the client’s diagnosis and history |
| Status hearing | Within 20 days of the motion | Make sure reports are ordered and moving |
| Final hearing | Within 45 days, absent good cause | Present testimony or agree to decide on the reports |
| Written order | Required before the case proceeds (Dougherty) | Object to any stipulated finding without a written order |
How many Florida defendants are found incompetent to proceed?
More than most families expect. Florida’s Department of Children and Families reported that 1,417 people were committed to a competency restoration program during FY 2024-25, and that 2,675 patients at state mental health treatment facilities that year had been adjudicated incompetent, according to the Florida Senate Criminal Justice Committee’s 2026 analysis of CS/SB 1326. The same DCF data, reported to the committee in February 2026, showed that a defendant committed for restoration waits an average of 115 days to be admitted to a facility.

Research shows how often the question is real. A meta-analysis by Gianni Pirelli, William Gottdiener, and Patricia Zapf, A Meta-Analytic Review of Competency to Stand Trial Research, 17 Psychology, Public Policy, and Law 1 (2011), found that 27.5% of defendants referred for a competency evaluation were found incompetent, and that defendants with a psychotic disorder were nearly eight times more likely to be found incompetent than defendants without one.
What happens after a defendant is found incompetent?
The judge orders treatment to restore competency, and the setting depends on the charge and the defendant’s needs. A felony defendant can be involuntarily committed to the Department of Children and Families only if the court finds by clear and convincing evidence, under section 916.13, Florida Statutes, that the defendant’s mental illness makes them unable to survive alone or likely to cause serious harm, that every less restrictive treatment alternative is inappropriate, and that there is a substantial probability the defendant will regain competency in the reasonably foreseeable future.
That last requirement is enforced strictly in our district. In Department of Children & Families v. Musa, 321 So. 3d 908 (Fla. 2d DCA 2021), a Pasco County judge committed a man charged with falsely impersonating an officer, even though none of the three clinicians who evaluated him found he could be restored. The Second District quashed the commitment, holding that a finding that a defendant “might” be restored does not meet the clear and convincing standard of a “substantial probability.”
Many defendants never need a hospital. Under section 916.17, Florida Statutes, the court may order conditional release in lieu of commitment based on an approved outpatient treatment plan that provides for residential care or supervision and outpatient mental health services. The defense can submit that plan. In our experience in Hillsborough County, a well-prepared plan with a local provider and the court’s mental health liaisons often keeps a client out of both the jail and the state hospital.
Do the charges get dropped if the defendant never becomes competent?
Eventually, in many cases, but not quickly and not always. Under section 916.145, Florida Statutes, charges against a defendant who remains incompetent due to mental illness for 5 continuous, uninterrupted years must be dismissed, unless the court finds the defendant will become competent in the foreseeable future and sets a time frame.
The court may also dismiss charges after at least 3 years of incompetence, but not for a long list of serious offenses, including sexual battery, robbery, murder, aggravated battery, armed burglary, any forcible felony, and any offense requiring possession or use of a firearm, or when an identifiable victim has not consented. Any dismissal is without prejudice, so the State may refile if the defendant is later found competent.
| Rule | When it applies | Exceptions |
|---|---|---|
| Mandatory dismissal | 5 continuous years of incompetence due to mental illness | The court specifies reasons and a time frame for expected restoration |
| Discretionary dismissal | At least 3 years after the incompetence finding | Listed violent and firearm offenses, recent violent felony convictions, a new felony while under supervision, or a victim who has not consented |
| Refiling | Any time the defendant is later found competent | None; dismissal is without prejudice |
Does the defense stop working while a client is incompetent?
No. Rule 3.210(a)(2) says a defendant’s incompetence “does not preclude such judicial action, hearings on motions of the parties, discovery proceedings, or other procedures that do not require the personal participation of the defendant.” Our attorneys use that time to take depositions, file motions to suppress, gather treatment records, and prepare mitigation, so the defense is ready the day competency is restored. That work often feeds directly into a mitigation report or a request for a mental health diversion program under the Tristin Murphy Act.
The Legislature considered changing these rules in 2026. CS/SB 1326 would have required experts to address malingering and lengthened the dismissal timelines for serious charges, but the bill died in committee on March 13, 2026, so the current statutes remain in effect.
When should a family raise a competency concern?
As soon as the family sees signs that the person cannot follow the case, ideally before the first court date. Hearing voices, refusing medication, being unable to explain the charge, or talking about the case in ways that make no sense are all reasons to call a lawyer right away. A competency motion made early can move a loved one from the jail toward treatment, and the deadlines in Rule 3.210 only start running once the motion is filed. If the person has not been charged yet, our page on representation before charges are filed explains how we work with prosecutors at that stage.
Frequently asked questions
Who can request a competency evaluation in a Florida criminal case?
The defense lawyer, the prosecutor, or the judge can raise competency at any material stage of the case under Rule 3.210(b). Our attorneys at The Brancato Law Firm file the motion with the specific observations the rule requires, so the court has a clear basis to order an evaluation.
How long does competency restoration take in Florida?
It varies with the person and the illness, and the law requires the facility to report to the court within 60 days after admission under section 916.13. The Brancato Law Firm tracks those reports and pushes for a hearing as soon as a client is reported competent or no longer meets commitment criteria, because the defendant must be returned to court within 7 days and a hearing held within 30 days of that notice.
Can a person found incompetent be held in the Hillsborough County jail while waiting for a hospital bed?
Yes, a defendant committed to DCF often waits in jail until a bed opens, and DCF data reported to the Florida Senate in 2026 put the average wait at 115 days. The Brancato Law Firm asks the court to consider conditional release to community treatment whenever a safe outpatient plan exists, so a client is not left waiting in a cell.
Can someone be found competent while still mentally ill?
Yes. Competency asks only whether the person can understand the case and assist counsel, so a person with a serious diagnosis can be competent, especially once stable on medication. The Brancato Law Firm still presents the illness as mitigation even when the client is competent, because the diagnosis can support a downward departure or diversion.
Is competency to proceed the same as being Baker Acted?
No. The Baker Act is a civil process for involuntary mental health examination under chapter 394, while competency to proceed is a question inside a criminal case under chapter 916. Our attorneys at The Brancato Law Firm coordinate both when a client’s crisis led to an arrest, and our post on the Tristin Murphy Act covers mental health diversion options.
What happens if competency was never properly decided before a trial or plea?
The conviction can be challenged on direct appeal, and under Dougherty v. State the remedy is either a retrospective competency hearing, if one can be meaningfully held, or a new trial. The Brancato Law Firm insists on a written competency order before any client who was found incompetent enters a plea or goes to trial.
Get help for your loved one now
If a family member was arrested and cannot understand what is happening, the competency motion is the first step, and every day in jail without treatment makes the illness and the case harder. Call The Brancato Law Firm, P.A., founded by Tampa Criminal Defense Attorney Rocky Brancato, at (813) 727-7159. Our attorneys will review the arrest, talk with the family about the person’s history, and decide with you whether to raise competency now. You can call us at any hour. Our firm has Spanish-speaking staff, and attorney Jean-Luc Adrien speaks Spanish, Haitian Creole, and French.
For more about our defense strategies, visit our Criminal Mental Health page.
The Brancato Law Firm, P.A.
620 E. Twiggs Street, Suite 205, Tampa, FL 33602
(813) 727-7159
Serving Hillsborough, Pinellas, and Pasco Counties
The Brancato Law Firm, P.A. is a Tampa-based criminal defense practice. We are not affiliated with any other Brancato-named law firms.



















